Philip M. Dodd

Philip M. Dodd is a transactional attorney who advises and represents public and private companies in mergers, acquisitions, securities, and general corporate matters. Phil also advises public companies on securities law compliance, including the preparation, review, and filing of annual, quarterly, and periodic reports, proxy statements, and registration statements with the U.S. Securities and Exchange Commission. Prior to working at Ballard Spahr, Phil worked as an associate in the corporate department of an international law firm in San Diego.

Judicial Externship

Magistrate Judge Barbara A. McAuliffe, U.S. District Court for the Eastern District of California, Summer 2016

Publications

Co-author, "SEC’s Division of Corporation Finance Releases Four COVID-19 Related FAQs," Ballard Spahr alert, May 6, 2020

Co-author, "U.S. Treasury Provides Guidance on Paycheck Protection Program, Demands Repayment From Applicants With ‘Adequate Sources of Liquidity’, Ballard Spahr alert, April 28, 2020

Co-author, "SEC Forms Cross-Divisional COVID-19 Market Monitoring Group and Announces Investor Advisory Committee Meeting," Ballard Spahr alert, April 28, 2020

Co-author, "NYSE and NASDAQ Provide Temporary Listing Compliance Relief for Certain Listed Companies," Ballard Spahr alert, April 27, 2020

Co-author, "SEC’s Division of Corporation Finance Provides Statement to Those Affected by COVID-19 Regarding Form 144 Paper Filing Requirements," Ballard Spahr alert, April 13, 2020

Co-author, "SEC Releases Two Additional C&DIs Related to Its COVID-19 Order Extending Certain Conditional Exemptions from Reporting and Proxy Delivery Requirements," Ballard Spahr alert, April 7, 2020

Co-author, "SEC Announces Ad Hoc Meeting of Small Business Capital Formation Advisory Committee and Virtual Coffee Breaks in Response to COVID-19 Challenges Faced By Small Businesses," Ballard Spahr alert, April 1, 2020

Co-author, "Overview of the SBA Loan Programs Related to COVID-19 Crisis Aid and Relief," Ballard Spahr alert, April 1, 2020

Co-author, "SEC Releases Two C&DIs Related to Its COVID-19 Order Extending Certain Conditional Exemptions From Reporting and Proxy Delivery Requirements," Ballard Spahr alert, April 1, 2020

Co-author, "Treasury Provides Guidance on SBA Paycheck Protection Program," Ballard Spahr alert, April 1, 2020

Co-author, "Effects of COVID-19 on Private Equity," Ballard Spahr alert, March 30, 2020

"Tesoro: Potential for Great Growth Not Worth the Risk," SeekingAlpha.com, May 2014

University of San Diego School of Law (J.D., magna cum laude, 2018)
Order of the Coif
Staff Member, San Diego Law Review

Fresno Pacific University (B.A., Business Administration – Finance, magna cum laude, 2014)

Not admitted to practice in Arizona

California