Speaking Engagement

Whistleblowers and Other Employment Issues: What You Should and Should Not Do

New York City Bar Association: Regulation of Financial Institutions: Hot Topics and Key Challenges
Event Details
June 2019
8:00 AM - 8:50 AM ET

Complex financial institutions operate in a challenging legal environment marked by pervasive regulation, overlapping state and federal oversight, and ever-changing supervisory expectations.

This program will address some of the current hot topics affecting complex financial institutions. It will also explore the emerging challenges and considerations associated with maintaining compliance and legal function in the face of these challenges.

In-house/outside counsel and attorneys serving in compliance and legal roles will address the following topics:

  • Compliance officers in the crosshairs: Pros, cons, and managing the new reality.
  • Enforcing OFAC sanctions: A view from the trenches.
  • The risks of de-risking: Causes, consequences, and protecting communities.

Click here for more information or to register.

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