Marjorie J. Peerce


Complex financial institutions operate in a challenging legal environment marked by pervasive regulation, overlapping state and federal oversight, and ever-changing supervisory expectations.

This program will address some of the current hot topics affecting complex financial institutions. It will also explore the emerging challenges and considerations associated with maintaining compliance and legal function in the face of these challenges.

In-house/outside counsel and attorneys serving in compliance and legal roles will address the following topics:

  • Compliance officers in the crosshairs: Pros, cons, and managing the new reality.
  • Enforcing OFAC sanctions: A view from the trenches.
  • The risks of de-risking: Causes, consequences, and protecting communities.

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Related Practices

Consumer Financial Services