Webinar

SEC Rule 15c2-12: Reasonable Diligence and Issuer-Focused Disclosure Management Five Years Post MCDC Settlements

Event Details
26
October 2021
3:00 PM - 4:00 PM CDT
REGISTER HERE
We will be discussing developments around Rule 15c2-12 continuing disclosure reporting and management since the last settlements from the MCDC initiative. The webinar will address the regulatory backdrop, key takeaways and observations and data related to continuing disclosure requirements and reporting, and look at certain best practices for municipal industry participants.

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