Legal Alert

SEC Releases Two C&DIs Related to Its COVID-19 Order Extending Certain Conditional Exemptions From Reporting and Proxy Delivery Requirements

April 1, 2020

On March 31, 2020, the Securities and Exchange Commission (Commission) updated its Exchange Act Rules Compliance and Disclosure Interpretations (C&DIs) by answering two questions related to the Commission’s March 25, 2020, Order extending conditional exemptions from reporting and proxy delivery requirements for public companies, funds, and investment advisers affected by Coronavirus Disease 2019 (COVID-19).

The two C&DIs, Questions 135.12 and 135.13, can be found here.

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