Municipal Securities Regulation and Enforcement Mid-Year Review

Municipal Securities Regulation and Enforcement Group
July 18, 2019

If the first half of the year is any indication, 2019 will be a very active year for municipal securities regulation and enforcement.

The most notable rulemaking event in the first quarter was the effective date of the new amendments to Rule 15c2-12. Designed to provide more transparency in the market and address the need for timely disclosure of important information related to an issuer’s or obligated person’s financial obligations, the new amendments took the issuer community by storm.

Read the Full Report

Copyright © 2020 by Ballard Spahr LLP.
(No claim to original U.S. government material.)

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, including electronic, mechanical, photocopying, recording, or otherwise, without prior written permission of the author and publisher.

Subscribe to Ballard Spahr Mailing Lists

Get the latest significant legal alerts, news, webinars, and insights that affect your industry.