Our experience includes:

  • Represented the Independent Trustees of a large mutual fund complex in connection with its acquisition of another fund complex of 36 funds and approximately $11 billion in assets under management.
  • Represents the Independent Trustees of large mutual fund complex in connection with its proposed acquisition of another mutual fund family consisting of over $50 billion in assets under management and over 90 funds.
  • Represents a leading 529 plan sponsor in connection with the management of 529 college savings plans in the State of Illinois, Alabama and Nebraska.
  • Represents the New Jersey Higher Education Student Assistance Authority in connection with its 529 college savings plans.
  • Represents Nasdaq, Inc. in connection with a reorganization of two exchange trade funds.
  • Represents an app-based robo-advisor in connection with launching its investment platform.
  • Represented a major health insurer in connection with the formation of an exchanged traded fund.