Professional Activities
Twin Cities Institutional Registered Investment Advisers Compliance Roundtable, Member
Minnesota Bar Association, Securities Law Committee, Chair, Business Law Section, Member
CFA Society, Twin Cities Chapter, Board of Directors
Freezing Assets, CFA Society Blog, Editorial Board Member, Contributor
American Bar Association, Member
Hennepin County Bar Association, Member
Publications
Co-author, "Investment Management Update," Ballard Spahr newsletter, April 18, 2019
Co-author, "Investment Management Update," Ballard Spahr newsletter, February 15, 2019
Co-author, "Investment Management Update," Ballard Spahr newsletter, December 11, 2018
Co-author, "Investment Management Update," Ballard Spahr newsletter, September 10, 2018
Co-author, "Investment Management Update," Ballard Spahr newsletter, July 9, 2018
"Department of Labor Fiduciary Rule, End of the World or No Big Deal," CFA Society Minnesota Freezing Assets Blog, May 4, 2016
"SEC Examination 2014 Priorities, What Compliance Officers Should Expect from SEC Exams in 2014," CFA Society Minnesota Freezing Assets Blog, April 8, 2014
"The CFA’s Code of Ethics and Standards of Professional Conduct May Be More Influential Than You Think," CFA Society Minnesota Freezing Assets Blog, October 4, 2013
"Hostile Target Rules the Air as Delaware Chancery Court Upholds Airgas Poison Pill," Lindquist & Vennum, The Dealmaker Counsel, March, 2010
"Is It Time To Renew Your Prescription?," Lindquist & Vennum, The Dealmaker Counsel, January, 2010
Speaking Engagements
Chair, Twin Cities CFA Society’s Research Challenge, 2017-2019
Co-Presenter, "Asset Management Megatrends, Redefining the Industry," The Knowledge Group National Webinar
Presenter, "Hot Topics for Private Fund Managers," The Knowledge Group National Webinar
Presenter, "Fiduciary Duties of Broker-Dealers and Advisers," Lindquist & Vennum Securities Law Compliance Seminar
Presenter, "Securities Law Aspects of Dodd-Frank, Changes to Investment Advisers," Minnesota State Bar Association Business Law Section Executive Council Meeting
Moderated a panel on cyber-security issues facing asset managers for the Twin Cities Institutional Registered Investment Adviser Compliance Roundtable