Mark J. Furletti 


Mr. Furletti will serve as a speaker in the session on “Third-Party Relationship Compliance and Risk Management: Enhancing Your Oversight and Control Over Vendors and Service Providers in an Environment of Heightened Regulatory Expectations.”

The session will focus on the following topics:

  • Impact of enhanced regulatory scrutiny and oversight
  • CFPB initiatives:

                 1. Power to supervise “related persons” and “material service providers”
                 2. To what extent are lenders liable for lending done through a third-party relationship?
                 3. Examinations and enforcement actions

  • OCC activity
  • Compliance considerations for third parties
  • Implementing best practices to manage and mitigate the risk of outsourcing
  • On-going monitoring best practices:
  • Conducting independent reviews
  • Working with third parties that engage directly with consumers

Click here for more information or to register.

Related Practices

Bank Regulation and Supervison
Business and Finance
Consumer Financial Services
Mortgage Banking
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