Since the CFPB larger participant rule for auto finance became effective in August 2015, the Bureau has conducted a number of supervisory examinations of non-bank auto finance companies. As reported recently in the Fall 2016 edition of the CFPB’s Supervisory Highlights, these exams have focused on compliance management, fair lending, and UDAAP issues in both origination and servicing. This webinar will discuss the lessons that can be learned from these exams, and where the CFPB may focus in future supervisory examinations.

Topics include:

  • Compliance management findings and guidance

  • UDAAP issues, including potential unfair practices related to repossession fees

  • ECOA risks in both origination and servicing and new guidance for communicating with non-English speaking customers while reducing the risk for fair credit violations

  • Revisions to the CFPB’s examination manuals related to vendor management and the Military Lending Act

Date & TIme

November, 21, 2016
12:00 PM - 1:00 PM ET


Alan S. Kaplinsky
Practice Leader
Consumer Financial Services


Christopher J. Willis
Practice Leader, Litigation
Consumer Financial Services

Scott M. Pearson
Consumer Financial Services Litigation

Peter N. Cubita
Consumer Financial Services

Sarah T. Reise
Consumer Financial Services Litigation

This program is open to Ballard Spahr clients and prospective clients and members of the financial services industry. There is no cost to attend. This program is not eligible for CLE credits.

Please register at least two days before the webinar. Login details will be sent to all approved registrants. For more information, contact Daniel Martin at