Maintaining compliance with the Bank Secrecy Act and its Anti-Money Laundering (AML) rules is an increasingly important and complex proposition. AML is at the center of new regulations, regulatory guidance, and aggressive enforcement activity by the Financial Crimes Enforcement Network (FinCEN), banking regulators, the Department of Justice, and the states. A key element of current activity is the expansion of regulations and enforcement activity to even more financial products and services.

During this webinar we will focus on some of the major federal and state developments, including:

  • The government's increased scrutiny of AML compliance officers and their potential personal liability
  • New York Department of Financial Services’ proposed AML regulations, which include a personal certification of AML compliance
  • Developments in FinCEN regulations and guidance on:
  • Real estate transactions and their possible role in money laundering
  • Customer due diligence and the identification of the true beneficial owners of accounts, particularly in light of the “Panama Papers” scandal
  • Investment advisers
  • Prepaid products

moderator

Alan S. Kaplinsky
Practice Leader
Consumer Financial Services 

Speakers

Peter D. Hardy
Consumer Financial Services
White Collar Defense/
Internal Investigations

Beth Moskow-Schnoll
Consumer Financial Services
White Collar Defense/
Internal Investigations

Kevin D. Leitão
Consumer Financial Services
Mortgage Banking 

This program is open to Ballard Spahr clients and prospective clients interested in maintaining compliance with the Bank Secrecy Act and its Anti-Money Laundering rules. There is no cost to attend. This program is not eligible for continuing education credits.

Please register at least two days before the webinar. Login details will be sent to all approved registrants. For more information, contact Eva M. D'Ignazio at dignazioe@ballardspahr.com.

Register










R