It has been three years since the Financial Crimes Enforcement Network (FinCEN) extended anti-money laundering and suspicious activity reporting requirements to non-bank residential mortgage lenders and originators. During this time, regulators have focused increased attention on mortgage fraud. In this webinar, we will discuss what steps non-bank residential mortgage lenders and originators should be taking now, three years later, to comply with the requirements.


  • Background of the requirements on non-bank residential mortgage lenders and originators
  • Discussion of the types of Suspicious Activity Reports (SARs) that have been filed during the past three years
  • Regulatory trends that have developed since entities implemented AML and SAR programs
  • Conducting a "health check" on your program
  • Penalties for non-compliance

Date & Time

Wednesday, October 14, 2015
12:00 PM – 1:00 PM ET


Richard J. Andreano, Jr., Practice Leader
Mortgage Banking Group


Beth Moskow-Schnoll, Partner
Mortgage Banking Group

Kevin D. Leitão, Of Counsel
Mortgage Banking Group

Joseph J. Schuster, Associate
Mortgage Banking Group

This program is open to Ballard Spahr clients and members of the financial services industry. There is no cost to attend. This program is not eligible for continuing education credits.

Please register at least two days before the webinar. Login details will be sent to all approved registrants. For more information, contact Lisa Cheresnowsky at


Related Practices

Consumer Financial Services
Mortgage Banking
Privacy and Data Security