Recent enforcement actions by the IRS and SEC have highlighted the need for more proactive compliance management by municipal market participants. Articles have also included issuers' failures to file timely reports with EMMA. Despite the broad adoption of written compliance policies and procedures, many market participants continue to struggle with execution.

Join Ballard Spahr and Avant Strategic Partners as we discuss ways to overcome the many challenges related to managing post-issuance compliance and how to effectively use the EMMA system of the Municipal Securities Rulemaking Board.


8:00 AM – 8:30 AM | Breakfast

8:30 AM – 10:00 AM | Program  


Matt Duke, Partner, Avant Strategic Partners
Bradley D. Patterson, Partner, Ballard Spahr

For more information, contact Rachel Lufkin at 801.531.3065 or

Program Contact

Rachel Lufkin