Recently published OCC and Federal Reserve regulatory guidance on risk management of third-party relationships has replaced and/or supplemented existing longstanding guidance from the agencies on this topic. However, the new guidance in some respects is likely more than a simple restatement. At least for the OCC, the guidance reflects a deepened “heightened expectation” regarding what constitutes the proper conduct and management of such third-party relationships.  


  • OCC, Federal Reserve, CFPB, and FDIC guidance on risk management of third-party relationships 
  • Special considerations for certain types of third-party relationships 
  • Comparisons of recent OCC and Federal Reserve pronouncements with prior guidance 
  • Implications/potential effects of the new guidance    


12:00 PM - 1:00 PM ET | Webinar


Alan S. Kaplinsky, Practice Leader
Consumer Financial Services Group


John L. Culhane, Jr., Partner
Consumer Financial Services Group

Keith R. Fisher, Of Counsel
Consumer Financial Services Group
Bank Regulation and Supervision Group  

Glen P. Trudel, Partner
Consumer Financial Services Group

Christopher J. Willis, Partner
Consumer Financial Services Group

This program is open to Ballard Spahr clients and members of the financial services industry. There is no cost to attend. This program is not eligible for continuing education credits. 

Please register at least two days before the webinar. Login details will be sent to all approved registrants. For more information, contact Lisa M. Prickril at

Program Contact

Lisa Prickril