On February 7, 2012, the Financial Crimes Enforcement Network, known as FinCEN, issued a Final Rule extending anti-money laundering and suspicious activity reporting requirements to non-bank residential mortgage lenders and originators (RMLOs).

RMLOs must immediately develop and implement compliant AML and SAR programs.

Join us as we present the second in our series of free webinars explaining the new requirements and discussing the steps RMLOs must take to comply.

We will discuss the nuts and bolts of a compliant AML program, including:  

  • Preparation of a risk assessment
  • Establishing and implementing policies and procedures
  • Developing an ongoing training program
  • Independent testing  

program

11:45 AM - 12:45 PM ET | Webinar

moderator

Richard J. Andreano, Jr., Practice Leader, Mortgage Banking Group

panelists

Beth Moskow-Schnoll, Partner, Consumer Financial Services Group
Joseph Salerno, Managing Director, Financial Compliance & Investigative Services, LLC

This program is open to Ballard Spahr clients and members of the financial services industry. There is no cost to attend. This program is not eligible for continuing education credits. Please register at least 2 days before the webinar. Login details will be sent to all approved registrants.