Enforcement actions for AML violations, including the issuance of cease-and-desist orders, rose by 261 percent in recent years, and the trend is continuing. What’s behind this surge, and what can you do to prevent your financial institution from becoming the next target?

Ballard Spahr LLP attorneys Alan S. Kaplinsky and Beth Moskow-Schnoll, along with Michael Shepard, a principal with Deloitte Financial Advisory Services LLP, will present a webinar to discuss the uptick in enforcement actions and explain the steps financial institutions and others must take to ensure that their AML policies and procedures will withstand the scrutiny of regulators.   


  • Areas garnering the most attention from regulators
  • Aspects of AML programs most likely to fail
  • Customer relationships that pose the highest risk (including payment processor relationships, as detailed in the FDIC’s newly revised guidance)
  • The enormous cost of non-compliance
  • Practical tips on improving AML programs to withstand the scrutiny of regulators 


12:00 PM - 1:00 PM ET | Webinar


Alan S. Kaplinsky, Practice Leader, Consumer Financial Services Group


Beth Moskow-Schnoll, Partner, Consumer Financial Services Group
Michael Shepard, Principal, Deloitte Financial Advisory Services LLP